History, Jurisdiction, and a Summary of Activities of the Committee on Energy and Natural Resources During the ...
Author | : United States. Congress. Senate. Committee on Energy and Natural Resources |
Publisher | : |
Total Pages | : 56 |
Release | : 2011 |
Genre | : |
ISBN | : |
Legislative Calendar
Author | : United States. Congress. Senate. Committee on Energy and Natural Resources |
Publisher | : |
Total Pages | : 132 |
Release | : |
Genre | : Energy policy |
ISBN | : |
Deepwater Horizon Liability
Author | : United States. Congress. Senate. Committee on Energy and Natural Resources |
Publisher | : |
Total Pages | : 88 |
Release | : 2010 |
Genre | : BP Deepwater Horizon Explosion and Oil Spill, 2010 |
ISBN | : |
A Failure of Initiative
Author | : United States. Congress. House. Select Bipartisan Committee to Investigate the Preparation for and Response to Hurricane Katrina |
Publisher | : |
Total Pages | : 588 |
Release | : 2006 |
Genre | : Disaster relief |
ISBN | : |
Wall Street Bank Involvement with Physical Commodities
Author | : Carl Levin |
Publisher | : |
Total Pages | : 403 |
Release | : 2014-12-24 |
Genre | : |
ISBN | : 9781457864902 |
The U.S. Senate has been investigating case histories on the workings of the commodities markets, to ensure well-functioning markets with market-based prices, effective hedging tools, and safeguards against market manipulation, conflicts of interest, and excessive speculation. This is the report of an investigation of the recent rise of banks and bank holding companies as major players in the physical markets for commodities and related businesses. It presents case studies of three major U.S. bank holding companies, Goldman Sachs, JPMorgan Chase, and Morgan Stanley, that over the last decade were the largest bank holding company participants in physical commodity activities. The report shows how the tradition of separating banks from commerce is eroding, and along with it, protections from risks and potentially abusive conduct. It also shows how the Federal Reserve has taken insufficient steps to address this problem. Tables and figures. This is a print on demand report.
Strategies for Compliance
Author | : Alan Brener |
Publisher | : Routledge |
Total Pages | : 299 |
Release | : 2020-12-20 |
Genre | : Business & Economics |
ISBN | : 1000320243 |
Compliance is a fundamental control function within regulated industries globally. This book provides an expert introduction to corporate compliance using cases, examples and insights from the financial services sector and beyond. The author, an experienced compliance practitioner and academic, highlights compliance challenges, using examples such as Wells Fargo, whistleblowing in the financial services and the mis-selling of payment protection insurance in the UK banking sector. The book explores strategies for creating compliant cultures and fostering regulatory trust, whilst practical guidance is provided on anticipating regulatory changes. Addressing organisational obstruction and delay, the author presents a series of valuable tools and techniques for real-world practice. An essential professional development resource for board directors, compliance officers and other senior managers, the book also provides a unique learning and development resource for students of corporate compliance globally.
Rules Adopted by the Committees of the House of Representatives
Author | : United States. Congress House |
Publisher | : |
Total Pages | : 372 |
Release | : 1993 |
Genre | : |
ISBN | : |
Decadal Climate Variability
Author | : David L. T. Anderson |
Publisher | : |
Total Pages | : 508 |
Release | : 2014-01-15 |
Genre | : |
ISBN | : 9783662032923 |